An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

South Korea’s financial watchdog has sent a preliminary notice to five banks over improper sales of equity-linked securities, which local media reported could result in some $1.4 billion of penalties.

Santander UK has announced the publication of a prospectus for its Equity Index Linked Notes, which will soon be listed on the London Stock Exchange’s Main Market. This move marks a strategic shift as ...

We are in a market correction, with the Nasdaq down 10% and SP500 down 6%, impacting the JPMorgan Equity Premium Income ETF. The JEPI ETF generates income through covered calls and equity-linked notes ...

JEPQ has more favorable sectoral exposures in a growing risk-on mood for 2025. When rates are increasingly pointing more toward a risk-on mood, JEPQ vs SPY overweights to growth areas in technology ...

According to Martin Fisch, head of ECM structured solutions for Deutsche Bank in EMEA, the big theme of the convertibles market now is M&A activity. “You can access the market quite quickly as they ...

LONDON, March 15 (Reuters) - SG CIB has launched a note this month that offers retail investors and others a way to gain exposure to the performance of a basket of listed private equity funds while ...

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The proliferation of options-based strategies in the last few years highlights the popularity and value for investors. Many investors now own some version of an options income strategy in their ...

Sept 24 (Reuters) - Barlcays equity linked notes: Moody's Investors Service has assigned a provisional rating to the following notes: Issuer: Barclays Bank PLC ....AUD [50,000,000] Equity Linked Notes ...

JPMorgan Equity Premium Income ETF JEPI takes a nuanced approach to covered calls that delivers high income while reducing downside risk. This fund’s incremental improvements on a basic covered-call ...